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Sarbanes Oxley : SEC : Thought Leader
SEC Provides Guidance on CyberSecurity Reviews
In an April 15, 2014 Risk Alert, the U.S. Securities and Exchange Commission's Office of Compliance Inspection and Examinations (OCIE) announced that it would conduct examinations of more than 50 registered broker-dealers and registered investment advisers, focusing on areas related to cybersecurity.
Elizabeth Ferrell
Partner, Washington, DC
McKenna Long & Aldridge

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