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Internal Audit Case Study Competition
Cindy Fornelli Executive Director Center for Audit Quality
The Center for Audit Quality (CAQ) applauds the winners of the Internal Audit Case Study Competition, held at the Los Angeles Athletic Club on October 23, 2014.
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SEC Provides Guidance on CyberSecurity Reviews
Elizabeth Ferrell Partner, Washington, DC McKenna Long & Aldridge
In an April 15, 2014 Risk Alert, the U.S. Securities and Exchange Commission's Office of Compliance Inspection and Examinations (OCIE) announced that it would conduct examinations of more than 50 registered broker-dealers and registered investment advisers, focusing on areas related to cybersecurity.
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