Sarbanes-Oxley Compliance Journal


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Editor's Bookshelf

Firm Commitment: Why the Corporation is Failing Us and How to Restore Trust in It

Trust and confidence in our economic and financial institutions has collapsed. The last few years alone have witnessed accounting, banking and corporate tax scandals; environmental disasters; financial crises, fraud and money laundering at unprecedented levels.

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Exploring Strong Investor Confidence in U.S. Stock Exchanges
Cindy Fornelli
Executive Director
Center for Audit Quality

According to a new “pulse poll ” from the Center for Audit Quality (CAQ), data security, regulatory oversight, and longevity are the most important factors behind rising investor confidence levels in U.S. stock exchanges.

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News
>	Rapid Data Extraction in the Field
>	Enhanced Finance Controls
>	You Can Own the Infrastructure of a Country
>	SIEM Solutions Don’t Reduce Security Incidents
>	PCI Guidance On Security Awareness Programs on the Mark
>	Internal Audit Case Study Competition
>	Stem the Onslaught of System Wide Attacks
>	Digital Forensics Takes The Next Step
>	Now Is the Time for Secure DNS
>	BlackLine Recognized in Enhanced Finance
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Features
>	Are You Still Auditing in Excel?
>	The Unpaid Summer Intern that Could Cost You Millions
>	Rights Structure as a Living Entity
>	Whistleblower to Receive Over $17 Million
>	Worn on the Sleeve
>	How CIOs Can Drive Innovation
>	Five Steps to Fighting Fraud with Professional Skepticism
>	How to Leverage Brand Intelligence for Fraud Management
>	SEC Provides Guidance on CyberSecurity Reviews
>	Are Your Employees Sabotaging Your Company’s Accountability?
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SEC Conflict Minerals Rule Conjures Up Controversy
Jon D. Sohn
Counsel, Washington
McKenna Long & Aldridge

The SEC's Conflict Minerals Rule, Exchange Act Rule 13p-1 and Form SD, which was adopted under the Dodd-Frank Wall Street Reform and Consumer Protection Act, has been controversial throughout its short history due to questions of business materiality and the costly due diligence requirements of the rule itself.

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People in the News
Solonski Wins ISE West Information Security Executive of the Year Award
Max Solonski Director of Information Security BlackLine Systems	Max Solonski recognized for leadership in risk management, data asset protection, regulatory compliance, privacy and network security of BlackLine Financial Close Suite. read more >
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Solutions

Scalable E-Discovery Through The Cloud

ZL Technologies, the leader in archiving, records management, and e-discovery software for large enterprises, has expanded its flagship product Unified Archive (UA) as a software-as-a-service solution (SaaS) through a close partnership with SunGard Availability Services.

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