Sarbanes-Oxley Compliance Journal


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Editor's Bookshelf

The Big Book of HR

Managing people is the most challenging part of any leader’s day. And that job certainly is not getting any easier.

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PCI Guidance On Security Awareness Programs on the Mark
Stu Sjouwerman
CEO
KnowBe4

KnowBe4 announced its support of the Payment Card Industry Council’s efforts to implement its standards through Security Awareness Training.

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News
>	Rapid Data Extraction in the Field
>	Enhanced Finance Controls
>	You Can Own the Infrastructure of a Country
>	SIEM Solutions Don’t Reduce Security Incidents
>	Internal Audit Case Study Competition
>	Stem the Onslaught of System Wide Attacks
>	Exploring Strong Investor Confidence in U.S. Stock Exchanges
>	Digital Forensics Takes The Next Step
>	Now Is the Time for Secure DNS
>	BlackLine Recognized in Enhanced Finance
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Features
>	Are You Still Auditing in Excel?
>	The Unpaid Summer Intern that Could Cost You Millions
>	Rights Structure as a Living Entity
>	Whistleblower to Receive Over $17 Million
>	Worn on the Sleeve
>	How CIOs Can Drive Innovation
>	Five Steps to Fighting Fraud with Professional Skepticism
>	How to Leverage Brand Intelligence for Fraud Management
>	SEC Conflict Minerals Rule Conjures Up Controversy
>	Are Your Employees Sabotaging Your Company’s Accountability?
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SEC Provides Guidance on CyberSecurity Reviews
Elizabeth Ferrell
Partner, Washington, DC
McKenna Long & Aldridge

In an April 15, 2014 Risk Alert, the U.S. Securities and Exchange Commission's Office of Compliance Inspection and Examinations (OCIE) announced that it would conduct examinations of more than 50 registered broker-dealers and registered investment advisers, focusing on areas related to cybersecurity.

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People in the News
Industry Thought Leader Tanya Forsheit Joins BakerHostetler
Tanya Forsheit Partner BakerHostetler	BakerHostetler is proud to announce that Partner Tanya Forsheit has joined the firm’s Privacy and Data Protection team in the Los Angeles office. read more >
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Solutions

Scalable E-Discovery Through The Cloud

ZL Technologies, the leader in archiving, records management, and e-discovery software for large enterprises, has expanded its flagship product Unified Archive (UA) as a software-as-a-service solution (SaaS) through a close partnership with SunGard Availability Services.

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